T.M. Jacob v. C. Poulose, (SC)(Constitutional Bench) BS28621
SUPREME COURT OF INDIA

(Constitutional Bench)

Before:- Sr. A.S. Anand, CJI. with S.B. Majmudar, Sujata V. Manohar, K. Venkataswami and V.N. Khare, JJ.

Civil Appeal No. 14555 of 1996. D/d. 15.4.1999.

T.M. Jacob - Appellant

Versus

C. Poulose - Respondents

For the Appellant :- Mr. Harish N. Salve, Senior Advocate with Mr. Nikhil Shakardande, Mr. Roy Abraham and Ms. Baby Krishnan, Advocates.

For the Respondents :- Dr. Rajeev Dhawan, Senior Advocate with Mr. V. Ramachandran, Mr. Ramesh Babu M.R. and Mr. G. Prakash, Advocates.

Representation of People Act, 1951, Sections 81(3), 83(1) and 86(1) - Conduct of Election Rules, 1961, Rule 94-A - Allegations of corrupt practices in election petition - Non-mention of name of the Notary or the absence of the stamp and seal of the Notary in true copy of affidavit supplied to appellant could not be construed to be omission of a vital nature - Appellant was not able to point out as to how the appellant could have been prejudiced by alleged omission - Learned Single Judge was justified in holding that election petition did not suffer from any defect.

[Paras 39, 40 and 42]

Cases Referred :-

Purushottam v. Returning Officer, AIR 1992 Bombay 227.

Anil R. Deshmukh v Onkar N. Wagh, JT 1999(1) SC 135.

Commissioner of Income-tax v. M/s. Sun Engineering Works (P) Ltd., JT 1992(5) SC 543.

Murarka Radhey Shyam Ram Kumar v. Roop Singh Rathore, 1964(3) SCR 573.

Kamaraja Nadar v. Kunju Thevar, 1959 SCR 583.

Ch. Subbarao v. Member, Election Tribunal, Hyderabad, 1964(6) SCR 213.

Dr. Shipra v. Shanti Lal Khoiwal, 1996(2) R.R.R. 179 : 1996(5) SCC 181.

JUDGMENT

Dr. A.S. Anand, CJI. - This appeal by special leave is directed against an order dated 18th September, 1996 passed by a learned Single Judge of the High Court of Kerala rejecting the application made by the appellant herein seeking dismissal of Election Petition No. 8 of 1996 on various grounds. The brief facts are :

2. The appellant (returned candidate) was elected to the Kerala State Legislative Assembly from Priavom Constituency No. 79. While the appellant had secured 51873 votes, respondent No. 1 (election petitioner) had received 44165 votes. After the result of the election was declared, the first respondent filed Election Petition No. 8 of 1996 challenging the election of the appellant alleging that the election of the appellant stood vitiated by commission of various corrupt practices, as detailed in the Election Petition. The Election Petition was resisted by the appellant and on 29.7.1996 the appellant filed his written objections. Various objections were raised but for the purpose of this appeal we are concerned with the objection raised in paragraph 39 of the written objections to the effect that Annexure XV supplied to the appellant was not a true copy of Annexure XV filed with the Election Petition and the election petition was liable to be dismissed on that score alone for non-compliance with the requirements of Section 81(3) of the Representation of People Act, 1951 (hereinafter 'the Act'). Respondent No. 4 to the Election Petition also raised a preliminary objection on 30th of July, 1996. That objection, however, has no relevance for the present appeal. Respondent No. 1 filed his reply to the written objections on 6.8.1996 in which, inter alia, he asserted in paragraph 15 that copy of Annexure XV served on the appellant was a "true copy" of Annexure XV filed with the Election Petition and that there was no failure on his part to comply with Section 81(3) of the Act.

3. On 6.8.1996, the appellant filed a petition, C.M.P. No. 2903 of 1996, praying that the Election Petition be dismissed for non-compliance with the provisions of section 81(3) of the Act. The main objection raised in this petition also centered around Annexure XV, report in the newspaper "Rashtra Deepika". Paragraphs 4 and 5 of C.M.P. No. 2903 of 1996 read thus :

4. While C.M.P. No. 2903 of 1996 was pending consideration, on 19.8.1996, the appellant filed yet another memo of objection through his Advocate, stating that the copy of the Election Petition served on him was defective. That Memo reads thus :

5. Respondent No. 1 filed his reply both to the above memo as also to C.M.P. No. 2903 of 1996 on 2nd of September, 1996. Apart from stating that objection regarding alleged defect in the supply of true copy of the petition had been raised after issues had been framed, it was maintained that the objection contained in the memo filed on 19.8.1996 appears to have been influenced by the observations made by this Court in Dr. (Smt.) Shipra & others v. Shanti Lal Khoiwal & others, 1996(5) SCC 181 : 1996(2) RRR 179 (SC); and had no validity. Respondent No. 1 stated in paragraph 3 of his reply :

6. It was further asserted that the petitioner had complied with Rule 94-A as well as Form 25 of the Conduct of Election Rules, 1961 (for short "the Rules") while filing the affidavit in support of the allegation of corrupt practice and that there had been no breach of section 81(3) of the Act. In paragraph 7 respondent No. 1 stated :

On 13th August, 1996 at the suggestion of learned counsel for the parties, following additional issue was raised as issue No. 1 :

7. In the High Court, in support of issue No. 1, learned counsel for the appellant relied upon the judgment of this Court in Dr. Shipra's case (supra). It was submitted that the vice which had been noted in Dr. Shipra's case (supra) in the copy of the affidavit served on the returned candidate along with the copy of election petition in that case was also present in the present case inasmuch as the verification of the affidavit, on the copy of the affidavit, supplied to the appellant did not tally with the verification of the affidavit filed along with the election petition. It was pointed out that neither the name of the Notary, nor the stamp and seal of the Notary, had been fixed below the attestation of the verification on the copy of the affidavit, supplied to the appellant though in the affidavit filed along with the election petition, the name, stamp and seal of the Notary, after the attestation of verification by him were very much present and because of non- supply of "true copy" of the affidavit, the election petition suffered from the defect covered by section 81(3) of the Act. The High Court, however, did not agree and found that the vice which had been noticed in Dr. Shipra's case was not present in the present case inasmuch as the "omissions" pointed out in the copy of the affidavit served on the appellant did not render that copy as not a "true copy", and there had been substantial compliance with the provisions of Section 81(3) besides the alleged variation could not cause any prejudice to the appellant in formulating his defence.

8. The second objection raised in the High Court, was about the alleged non- supply of true copy of Annexure XV to the appellant. Insofar as this second objection is concerned, the learned single Judge of the High Court compared the copy of Annexure XV served on the appellant with the copy of Annexure XV as filed along with the Election Petition and found that the two were identical and that there was no variation between the two. The High Court, therefore, held that the Election Petition was not defective on that score either. The High Court accordingly rejected the preliminary objection and deciding issue No. 1 held that election petition was not liable to be dismissed on the grounds raised by the appellant. The order of the High Court has been put in issue by the appellant in this appeal by special leave.

9. After leave was granted by this Court, the following order was made on 18.12.1997 :

10. That is, how, this appeal has been placed before the Constitution Bench.

We have heard Mr. Harish Salve, learned Senior counsel appearing for the appellant and Dr. Rajeev Dhavan, learned Senior counsel appearing for respondent No. 1 and examined the record.

From a perusal of the order of reference it is seen that the scope of the reference is rather limited to consider whether "in a case like the present one" the decision in Dr. Shipra's case (supra) can apply keeping in view "certain wide observations" made in the opinions of Justice K. Ramaswamy and Justice Paripoornan in that case.

11. It would, therefore, be desirable, at this stage, to first consider the fact situation as existing in Dr. Shipra's case :

A batch of appeals came to be dealt with in Dr. Shipra's case. In all the appeals, the only question that arose for consideration was whether the copy of the election petition accompanied by supporting affidavit in Form 25 prescribed under Rule 94-A of the Conduct of Elections Rules, 1961, served on the respective respondents but not containing the verification of attestation made by the District Magistrate/Notary/Oath Commissioner, could be said to be a "true and correct copy" of the election petition as envisaged by section 81(3) of the Act ? K. Ramaswamy, J. who authored the lead judgment referred to various provisions of the Act and a number of judgments dealing with the scope of Section 81(3) read with Section 86(1) of the Act and approving the view of the Bombay High Court in Purushottam v. Returning Officer, AIR 1992 Bombay 227, observed :

(Emphasis ours)

12. Paripoornan, J. in his supplementing view, while also agreeing with the view of Bombay High Court in Purushottam's case opined :

(Emphasis ours)

13. It is, however, not possible to ascertain from the opinions of K. Ramaswamy, J. or Paripoornan, J. whether the original affidavit filed along with the election petition in Dr. Shipra's case was attested and verified in accordance with law and whether the defect in the copy of the affidavit supplied to returned candidate was only of the absence of 'notarial endorsement' in the copy of the affidavit supplied to the respondents in the Election Petition or there was complete absence of the verification of the affidavit by the election petitioner as well as of attestation by the Notary showing thereby that copy of the affidavit supplied to the respondent therein was neither verified by the election petitioner nor affirmed by him before the Notary nor attested by the Notary.

14. However, Justice Bharucha, in his supplementing opinion while expressing agreement with Justice Ramaswamy pointed out the defect in that case in the following words :

(Emphasis ours)

15. Thus, from the 'facts' noted by Bharucha, J., it transpires that in Dr. Shipra's case the "true copy" of the Election Petition furnished to the respondent gave an impression that the election petitioner's affidavit supporting his allegations of corrupt practice had not been duly sworn and verified by the election petitioner before the Notary, who also had not attested the same thereby rendering that document as "no affidavit" at all in the eye of law. The defect found in the "true copy" of the affidavit, was thus, not merely the absence of the name of the Notary or his seal and stamp but a complete absence of "notarial endorsement" of the verification as well as absence of an "affirmation" or "oath" by the election petitioner. It was in that context that the Bench had found in Dr. Shipra's case that the returned candidate would have got the impression, on a perusal of the "true copy" of the affidavit, that there was no duly sworn and verified affidavit filed in support of the allegations of corrupt practice by the election petitioner. It was precisely an account of this 'fatal' defect that K. Ramaswamy, J. opined that "the principle of substantial compliance cannot be accepted in the fact situation."

16. In Anil R. Deshmukh v Onkar N. Wagh & ors., JT 1991(1) SC 135, the appellant had filed an election petition for declaring the election of the first respondent in that case as void and illegal and for declaring him as duly elected. The petition contained allegations of corrupt practice against the first respondent. An affidavit had been filed along with the election petition as required by the proviso to Section 83(1)(c) of the Act in support of the allegations of corrupt practice. The affidavit was duly affirmed by the election petitioner before the Notary who had also attested the same and the notarial endorsement of attestation contained all the particulars required by law. However, when the copies of the election petition along with various documents and the affidavit were served on the first respondent, it was found that the copy of the affidavit did not bear the seal or stamp of the attesting officer, below the notarial endorsement after the verification of the affidavit. The appellant had, however, signed the copy of the affidavit below a rubber stamp endorsement to the effect "attested as true copy". On account of the above omission, the first respondent and the tenth respondent therein contended before the High Court that the copies of the affidavit served on them were not true copies of the affidavit as required by Section 81(3) of the Act. The issue was tried as a preliminary issue. The High Court found that the copy of the affidavit supplied to the first respondent was not a "true copy" inasmuch as it did not contain the particulars of the Notary below the endorsement made by the Notary. The High Court following its previous judgment in Purshottam v. Returning Officer (supra) which had been approved by this Court in Dr. Shipra's case held that the defect of omission of the particulars of the Notary on the copy of the affidavit served on the answering respondent was fatal and dismissed the election petition for non-compliance with Section 81(3) of the Act.

17. On an appeal to this Court against the dismissal of the election petition, without trial, for non-compliance with the provisions of Section 81(3) read with Section 83(1) of the Act, learned counsel for the appellant submitted that the ruling in Dr. Shipra's case had no application to the facts of that case and that the copy of the affidavit, served on the first respondent, did not suffer from the vice from which copy of the affidavit served on the returned candidate suffered in Dr. Shipra's case. Agreeing with the appellant, Srinivasan, J. speaking for a three Judge Bench to which one of us (CJI) was a party opined :

(Emphasis ours)

18. The appeal was allowed and the election petition was directed to be tried on merits.

19. In Anil R. Deshmukh's case (supra) Srinivasan, J. has correctly distinguished the case of Dr. Shipra bringing out the difference in the type of defects found in the two cases.

20. Reverting now to the facts of the present case. A perusal of the copy of the affidavit served on the appellant shows that the copy of the affidavit supplied to the appellant contained the endorsement that the affidavit had been duly affirmed, signed and verified by respondent No. 1 before a Notary. Under the affirmation by the Notary, the word, Sd/- Notary were also written. What was, however, found missing in the copy of the affidavit was the name and address of the Notary as well as the stamp and seal of the Notary, before whom the affidavit had been so affirmed and who had attested the affidavit.

21. The defect found in the present case is almost identical to the defect which had been found in the copy of the affidavit supplied to the first respondent in Anil R. Deshmukh's case (supra). The defect is materially different from the defect found in Dr. Shipra's case, where the true coy of the election petition furnished by the election petitioner to the successful candidate did not show that the affidavit in support of the allegation of corrupt practices had been duly sworn or affirmed and verified by the election petitioner before a Notary, whose attestation was also found missing.

22. The argument of the learned counsel for the appellant, both in the High Court and before us, is apparently based on the following observations made in the opinion of K. Ramaswamy and Paripoornan, JJ. in Dr. Shipra's case :

... ... ...

(Emphasis ours)

23. Reliance on the above observations in Dr. Shipra's case divorced from the context in which that judgment had been rendered, is neither fair nor proper.

24. In our opinion the principle indicated in Dr. Shipra's case has to be considered as confined to the facts and circumstances of that case as opined by Ramaswamy, J. himself, when His Lordship observed:

and cannot be considered to be of general application divorced from the fact situation of a given case.

25. In The Commissioner of Income-tax v. M/s. Sun Engineering Works (P) Ltd., JT 1992(5) SC 543, a Bench of this Court to which one of us (Anand, J.) was a party, observed :

26. We are in agreement with the above view.

27. We, therefore, reject the argument of learned counsel for the appellant regarding the applicability of the "observations" from Dr. Shipra's case to the fact situation in the present case.

28. Thus, our answer to the reference is that the judgment in Dr. Shipra's case is confined to the "fact situation" as existing in that case and has no application to the established facts of the present case and wide observations made therein were made in the context of the facts of that case only.

29. The next question which still arises for our consideration is whether the election petition in the present case was liable to be rejected in limine for non-compliance with Section 81(3) read with section 86(1) of the Act on account of the defect in the "true copy" supplied to the respondent.

30. The precise objection of Mr. Harish Salve, learned senior counsel based on section 81(3) of the Act as already noticed is that the true copy of the affidavit filed in support of the allegations of corrupt practice in Form No. 25 as required by Rule 94-A had not been served on the appellant inasmuch as in the copy served on the appellant, the name and other particulars of the Notary and the seal and stamp of Notary, which had been affixed on the affidavit filed along with the Election Petition, were conspicuous by their absence. According to Mr. Salve, the variation between the affidavit filed by the election petitioner in support of the allegations of corrupt practice and the copy served on the appellant had rendered the copy as not a "true copy" of the original and notwithstanding the difference between Dr. Shipra's case and the present one, the election petition ought to have been dismissed for non-compliance with Section 81(3) of the Act. For what follows we are not persuaded to agree.

31. Section 81 of the Act deals with the presentation of election petitions. Sub-section (1) of section 81 provides that an Election Petition calling in question any election may be presented on one or more of the grounds specified in section 100(1) and section 101 to the High Court by any candidate at such election or by any elector within forty-five days from the date of the election of the returned candidate. Some of the relevant provisions of the Act are :

32. Section 83 deals with the contents of the petition and the proviso to sub-section (1) of section 83 lays down :

Section 86(1) provides :

33. Does the word "copy" occurring in section 81(3) of the Act mean an absolutely exact copy or does it mean a copy so true that nobody could by any possibility misunderstand it. This matter is no longer res integra. In Murarka Radhey Shyam Ram Kumar v. Roop Singh Rathore & others, 1964(3) SCR 573, a Constitution Bench of this Court elaborately dealt with this question after referring to a catena of authorities. It was held that the test to determine whether a copy was a true one or not was to find out whether any variation from the original was calculated to mislead a reasonable person. The Constitution Bench found as untenable the contention that since copies of the petition served on the returned candidate did not contain signatures of the petitioner below the word "petitioner", on the copies of the petition served on the respondent, they had ceased to be true copies of the original petition, attracting the consequences of Section 86(1) of the Act. The Bench opined :

The Bench also opined :

(Emphasis ours)

34. Similar view was reiterated by another Constitution Bench in Ch. Subbarao v. Member, Election Tribunal, Hyderabad, 1964(6) SCR 213, wherein it was held that the expression "copy" occurring in section 81(3) of the Act did not mean an exact copy but only one so true that no reasonable person could by any possibility misunderstand it as not being the same as the original. Agreeing with the view of the Constitution Bench in Murarka Radhey Shyam Ram Kumar's case (supra), the Constitution Bench in Ch. Subbarao's case ruled that substantial compliance with section 81(3) was sufficient and the petition could not be dismissed where there had been substantial compliance with the requirements of Section 81(3) of the Act, in limine, under section 81(1) of the Act. We are in respectful agreement with the view expressed by the Constitution Bench in Murarka Radhey Shyam Ram Kumar's case as well as in Ch. Subbarao's case.

35. The object of serving a "true copy" of an Election Petition and the affidavit filed in support of the allegations of corrupt practice on the respondent in Election Petition is to enable the respondent to understand the charge against him so that he can effectively meet the same in the written statement and prepare his defence. The requirement is, thus, of substance and not of form.

36. The expression "copy" in section 81(3) of the Act, in our opinion, means a copy which is substantially so and which does not contain any material or substantial variation of a vital nature as could possibly mislead a reasonable person to understand and meet the charges/allegations made against him in the election petition. Indeed a copy which differs in material particulars from the original cannot be treated as a true copy of the original within the meaning of section 81(3) of the Act and the vital defect cannot be permitted to be cured after the expiry of the period of limitation.

37. We have already referred to the defect which has been found in the copy of the affidavit served on the appellant in the present case. There is no dispute that the copy of the affidavit served on the appellant contained the endorsement the effect that the affidavit had been duly signed, verified and affirmed by the election petitioner before a Notary. Below the endorsement of attestation, it was also mentioned : Sd/- Notary. There, however, was an omission to mention the name and particulars of the Notary and the stamp and seal of the Notary in the copy of the affidavit served on the appellant. There was no other defect pointed out either in the memo of objection or in C.M.P. No. 2903 of 1996 or even during the course of arguments in the High Court or before us. Could this omission be treated as an omission of a vital or material nature which could possibly mislead or prejudice the appellant in formulating his defence ? In our opinion No. The omission was inconsequential. By no stretch of imagination can it be said that the appellant could have been misled by the absence of the name and seal or stamp of the Notary on the copy of the affidavit, when endorsement of attestation was present in the copy which showed that the same had been signed by the Notary. It is not denied that the copies of the Election Petition and the affidavit served on the appellant bore the signatures of respondent No. 1 on every page and the original affidavit filed in support of the Election Petition had been properly signed, verified and affirmed by the election petition and attested by the Notary. There has, thus, been a substantial compliance with the requirement of section 81(3) read with the proviso to section 83(1)(c) of the Act. Defect in the supply of true copy under section 81 of the Act may be considered to be fatal, where the party has been misled by the copy on account of variation of a material nature in the original and the copy supplied to the respondent. The prejudice caused to the respondent in such cases would attract the provisions of section 81(3) read with section 86(1) of the Act. Same consequence would not follow from non-compliance with Section 83 of the Act.

38. We are unable to agree with Mr. Salve that since proceedings in election petitions are purely statutory proceedings and not "civil proceedings" as commonly understood, there is no room for invoking and importing the doctrine of substantial compliance into section 86(1) read with section 81(3) of the Act. It is too late in the day to so urge. The law as settled by the two Constitution Bench decisions of this Court referred to above is by itself sufficient to repel the argument of Mr. Salve. That apart, to our mind, the Legislative intent appears to be quite clear, since it divides violations into two classes - those violations which would entail dismissal of the election petition under section 86(1) of the Act like non compliance with section 81(3) and those violations which attract section 83(1) of the Act i.e. non-compliance with the provisions of section 83. It is only the violation of Section 81 of the Act which can attract the application of the doctrine of substantial compliance as expounded in Murarka Radhey Shyam and Ch. Subbarao's cases. The defect of the type provided in Section 83 of the Act, on the other hand, can be dealt with under the doctrine of curability, on the principles contained in the Civil Procedure Code. This position clearly emerges from the provisions of Sections 83(1) and 86(5) of the Act, which read :

39. Applying the test as laid down in Murarka Radhey Shyam Ram Kumar's (supra), to the fact situation of the present case, we come to the conclusion that the defects complained of in the present case were not such as could have misled the appellant at all. The non-mention of the name of the notary or the absence of the stamp and seal of the notary in the otherwise true copy supplied to the appellant could not be construed to be omission or variation of a vital nature and, thus, the defect, if at all it could be construed as a defect was not a defect of any vital nature attracting consequences of Section 86(1) of the Act. Under the circumstances, it must be held that there was no failure on the part of the election petitioner to comply with the last part of sub-section (3) of Section 81 of the Act and, under the circumstances, Section 86(1) of the Act was not attracted and the election petition could not have been dismissed by reason of the alleged failure to comply with the provisions of Section 81 of the Act. In this connection, it is also relevant to note that the appellant, neither in the memo of objections nor in the written objections or in C.M.P. No. 2903 of 1996 has alleged that he had been misled by the absence of the name, rubber stamp and seal of the notary on the copy of the affidavit supplied to him or that he had been prejudiced to formulate his defence. Even during the arguments, learned counsel for the appellant was not able to point out as to how the appellant could have been prejudiced by the alleged omissions on the copy of the affidavit served on him.

40. In our opinion it is not every minor variation in form but only a vital defect in substance which can lead to a finding of non-compliance with the provisions of Section 81(3) of the Act with the consequences under Section 86(1) to follow. The weight of authority clearly indicates that a certain amount of flexibility is envisaged. While an impermissible deviation from the original may entail the dismissal of an election petition under Section 86(1) of the Act, an insignificant variation in the true copy cannot be construed as a fatal defect. It is, however, neither desirable nor possible to catalogue the defects which may be classified as of a vital nature or those which are not so. It would depend upon the facts and circumstances of each case and no hard and fast formula can be prescribed. The tests suggested in Murarka Radhey Shyam's case (supra) are sound tests and are now well settled. We agree with the same and need not repeat those tests. Considered in this background, we are of the opinion that the alleged defect in the true copy of the affidavit in the present case did not attract the provisions of Section 86(1) of the Act for alleged non-compliance with the last part of Section 81(3) of the Act and that there had been substantial compliance with the requirements of Section 81(3) of the Act in supplying 'true copy' of the affidavit to the appellant by the respondent.

41. Insofar as the alleged defect in the copy of Annexure XV furnished to the appellant is concerned, the objection was raised in written objections and reiterated in C.M.P. No. 2903 of 1996. However, a comparison of the original Annexure XV with the copy thereof served on the appellant, by the learned Judge of the High Court, indicated that both the documents were identical in nature. The objection, thus, was not based on any factual matrix. The learned Single Judge after comparing the original Annexure XV with the copy of Annexure XV served on the appellant came to the conclusion that there was no variation between the two. Our independent comparison of the two also leads us to the same result and we confirm the finding of the learned Single Judge in that behalf. In fairness to Mr. Harish Salve, learned senior counsel for the appellant, however, we must record that after examining the original Annexure XV as filed along with the Election Petition and comparing it with the copy of Annexure XV supplied to the appellant, he did not press the challenge to the finding recorded by the High Court on that aspect, of course, reserving liberty to the appellant to raise all other points concerning Annexure XV at the trial of the election petition.

42. Thus, we find that the learned Single Judge of the High Court was justified in rejecting the preliminary objection and holding that the election petition did not suffer from any defect which could attract the provisions of Section 86(1) of the Act. This appeal has no merits and is dismissed as such, but, in the peculiar facts and circumstances of the case without any order as to costs.

We request the High Court to expeditiously dispose of the election petition which is pending since 1996.

Appeal dismissed.